Kumar et al. propose an algorithm to learn in batch reinforcement learning (RL), a setting where an agent learns purely form a fixed batch of data, $B$, without any interactions with the environments. The data in the batch is collected according to a batch policy $\pi_b$. Whereas most previous methods (like BCQ) constrain the learned policy to stay close to the behavior policy, Kumar et al. propose bootstrapping error accumulation reduction (BEAR), which constrains the newly learned policy to place some probability mass on every non negligible action. 
The difference is illustrated in the picture from the BEAR blog post:
https://i.imgur.com/zUw7XNt.png
The behavior policy is in both images the dotted red line, the left image shows the policy matching where the algorithm is constrained to the purple choices, while the right image shows the support matching. 

**Theoretical Contribution:**
The paper analysis formally how the use of out-of-distribution actions to compute the target in the Bellman equation influences the back-propagated error.

Firstly a distribution constrained backup operator is defined as
$T^{\Pi}Q(s,a) = \mathbb{E}[R(s,a) + \gamma \max_{\pi \in \Pi} \mathbb{E}_{P(s' \vert s,a)} V(s')]$ and $V(s) = \max_{\pi \in \Pi} \mathbb{E}_{\pi}[Q(s,a)]$
which considers only policies $\pi \in \Pi$. 

It is possible that the optimal policy $\pi^*$ is not contained in the policy set $\Pi$, thus there is a suboptimallity constant $\alpha (\Pi) = \max_{s,a} \vert \mathcal{T}^{\Pi}Q^{*}(s,a) - \mathcal{T}Q^{*}(s,a) ]\vert $ which captures how far $\pi^{*}$ is from $\Pi$. 

Letting $P^{\pi_i}$ be the transition-matrix when following policy $\pi_i$, $\rho_0$ the state marginal distribution of the training data in the batch and $\pi_1, \dots, \pi_k \in \Pi $. The error analysis relies upon a concentrability assumption $\rho_0 P^{\pi_1} \dots P^{\pi_k} \leq c(k)\mu(s)$, with $\mu(s)$ the state marginal. Note that $c(k)$ might be infinite if the support of $\Pi$ is not contained in the state marginal of the batch. Using the coefficients $c(k)$ a concentrability coefficient is defined as:
$C(\Pi) = (1-\gamma)^2\sum_{k=1}^{\infty}k \gamma^{k-1}c(k).$
The concentrability takes values between 1 und $\infty$, where 1 corresponds to the case that the batch data were collected by $\pi$ and $\Pi = \{\pi\}$ and $\infty$ to cases where $\Pi$ has support outside of $\pi$. 

Combining this Kumar et a. get a bound of the Bellman error for distribution constrained value iteration with the constrained Bellman operator $T^{\Pi}$:

$\lim_{k \rightarrow \infty} \mathbb{E}_{\rho_0}[\vert V^{\pi_k}(s)- V^{*}(s)]  \leq  \frac{\gamma}{(1-\gamma^2)} [C(\Pi) \mathbb{E}_{\mu}[\max_{\pi \in \Pi}\mathbb{E}_{\pi}[\delta(s,a)] + \frac{1-\gamma}{\gamma}\alpha(\Pi)  ] ]$, where $\delta(s,a)$ is the Bellman error. 

This presents the inherent batch RL trade-off between keeping policies close to the behavior policy of the batch (captured by $C(\Pi)$ and keeping $\Pi$ sufficiently large (captured by $\alpha(\Pi)$). 

It is finally proposed to use support sets to construct $\Pi$, that is $\Pi_{\epsilon} = \{\pi \vert \pi(a \vert s)=0 \text{ whenever } \beta(a \vert s) < \epsilon \}$. This amounts to the set of all policies that place probability on all non-negligible actions of the behavior policy. For this particular choice of $\Pi = \Pi_{\epsilon}$ the concentrability coefficient can be bounded. 

**Algorithm**:
The algorithm has an actor critic style, where the Q-value to update the policy is taken to be the minimum over the ensemble. The support constraint to place at least some probability mass on every non negligible action from the batch is enforced via sampled MMD. The proposed algorithm is a member of the policy regularized algorithms as the policy is updated to optimize:
$\pi_{\Phi} = \max_{\pi} \mathbb{E}_{s \sim B} \mathbb{E}_{a \sim \pi(\cdot \vert s)} [min_{j = 1 \dots, k} Q_j(s,a)] s.t. \mathbb{E}_{s \sim B}[MMD(D(s), \pi(\cdot \vert s))] \leq \epsilon$

The Bellman target to update the Q-functions is computed as the convex combination of minimum and maximum of the ensemble. 

**Experiments**
The experiments use the Mujoco environments Halfcheetah, Walker, Hopper and Ant. Three scenarios of batch collection, always consisting of 1Mio. samples,  are considered:
- completely random behavior policy
- partially trained behavior policy
- optimal policy as behavior policy

The experiments confirm that BEAR outperforms other off-policy methods like BCQ or KL-control. The ablations show further that the choice of MMD is crucial as it is sometimes on par and sometimes substantially better than choosing KL-divergence. 

In this tutorial paper, Carl E. Rasmussen gives an introduction to Gaussian Process Regression focusing on the definition, the hyperparameter learning and future research directions.

A Gaussian Process is completely defined by its mean function $m(\pmb{x})$ and its covariance function (kernel) $k(\pmb{x},\pmb{x}')$. The mean function $m(\pmb{x})$ corresponds to the mean vector $\pmb{\mu}$ of a Gaussian distribution whereas the covariance function $k(\pmb{x}, \pmb{x}')$ corresponds to the covariance matrix $\pmb{\Sigma}$. Thus, a Gaussian Process $f \sim \mathcal{GP}\left(m(\pmb{x}), k(\pmb{x}, \pmb{x}')\right)$ is a generalization of a Gaussian distribution over vectors to a distribution over functions. A random function vector $\pmb{\mathrm{f}}$ can be generated by a Gaussian Process through the following procedure:

1. Compute the components $\mu_i$ of the mean vector $\pmb{\mu}$ for each input $\pmb{x}_i$ using the mean function $m(\pmb{x})$
2. Compute the components $\Sigma_{ij}$ of the covariance matrix $\pmb{\Sigma}$ using the covariance function $k(\pmb{x}, \pmb{x}')$
3. A function vector $\pmb{\mathrm{f}} = [f(\pmb{x}_1), \dots, f(\pmb{x}_n)]^T$ can be drawn from the Gaussian distribution $\pmb{\mathrm{f}} \sim \mathcal{N}\left(\pmb{\mu}, \pmb{\Sigma} \right)$

Applying this procedure to regression, means that the resulting function vector $\pmb{\mathrm{f}}$ shall be drawn in a way that a function vector $\pmb{\mathrm{f}}$ is rejected if it does not comply with the training data $\mathcal{D}$. This is achieved by conditioning the distribution on the training data $\mathcal{D}$ yielding the posterior Gaussian Process $f \rvert \mathcal{D} \sim \mathcal{GP}(m_D(\pmb{x}), k_D(\pmb{x},\pmb{x}'))$ for noise-free observations with the posterior mean function $m_D(\pmb{x}) = m(\pmb{x}) + \pmb{\Sigma}(\pmb{X},\pmb{x})^T \pmb{\Sigma}^{-1}(\pmb{\mathrm{f}} - \pmb{\mathrm{m}})$  and the posterior covariance function $k_D(\pmb{x},\pmb{x}')=k(\pmb{x},\pmb{x}') - \pmb{\Sigma}(\pmb{X}, \pmb{x}')$ with $\pmb{\Sigma}(\pmb{X},\pmb{x})$ being a vector of covariances between every training case of $\pmb{X}$ and $\pmb{x}$.

Noisy observations $y(\pmb{x}) = f(\pmb{x}) + \epsilon$ with $\epsilon \sim \mathcal{N}(0,\sigma_n^2)$ can be taken into account with a second Gaussian Process with mean $m$ and covariance function $k$ resulting in $f \sim \mathcal{GP}(m,k)$ and $y \sim \mathcal{GP}(m, k + \sigma_n^2\delta_{ii'})$. The figure illustrates the cases of noisy observations (variance at training points) and of noise-free observationshttps://i.imgur.com/BWvsB7T.png (no variance at training points).

In the Machine Learning perspective, the mean and the covariance function are parametrised by hyperparameters and provide thus a way to include prior knowledge e.g. knowing that the mean function is a second order polynomial. To find the optimal hyperparameters $\pmb{\theta}$, 

1. determine the log marginal likelihood $L= \mathrm{log}(p(\pmb{y} \rvert \pmb{x}, \pmb{\theta}))$,
2. take the first partial derivatives of $L$ w.r.t. the hyperparameters, and
3. apply an optimization algorithm.

It should be noted that a regularization term is not necessary for the log marginal likelihood $L$ because it already contains a complexity penalty term. Also, the tradeoff between data-fit and penalty is performed automatically.

Gaussian Processes provide a very flexible way for finding a suitable regression model. However, they require the high computational complexity $\mathcal{O}(n^3)$ due to the inversion of the covariance matrix. In addition, the generalization of Gaussian Processes to non-Gaussian likelihoods remains complicated. 

Federated learning is the problem of training a model that incorporates updates from the data of many individuals, without having direct access to that data, or having to store it. This is potentially desirable both for reasons of privacy (not wanting to have access to private data in a centralized way), and for potential benefits to transport cost when data needed to train models exists on a user's device, and would require a lot of bandwidth to transfer to a centralized server.  

Historically, the default way to do Federated Learning was with an algorithm called FedSGD, which worked by: 

- Sending a copy of the current model to each device/client
- Calculating a gradient update to be applied on top of that current model given a batch of data sampled from the client's device
- Sending that gradient back to the central server
- Averaging those gradients and applying them all at once to a central model

The authors note that this approach is equivalent to one where a single device performs a step of gradient descent locally, sends the resulting *model* back to the the central server, and performs model averaging by averaging the parameter vectors there. Given that, and given their observation that, in federated learning, communication of gradients and models is generally much more costly than the computation itself (since the computation happens across so many machines), they ask whether the communication required to get to a certain accuracy could be better optimized by performing multiple steps of gradient calculation and update on a given device, before sending the resulting model back to a central server to be average with other clients models. 

Specifically, their algorithm, FedAvg, works by: 

- Dividing the data on a given device into batches of size B
- Calculating an update on each batch and applying them sequentially to the starting model sent over the wire from the server
- Repeating this for E epochs

Conceptually, this should work perfectly well in the world where data from each batch is IID - independently drawn from the same distribution. But that is especially unlikely to be true in the case of federated learning, when a given user and device might have very specialized parts of the data space, and prior work has shown that there exist pathological cases where averaged models can perform worse than either model independently, even *when* the IID condition is met. 

The authors experiment empirically ask the question whether these sorts of pathological cases arise when simulating a federated learning procedure over MNIST and a language model trained on Shakespeare, trying over a range of hyperparameters (specifically B and E), and testing the case where data is heavily non-IID (in their case: where different "devices" had non-overlapping sets of digits). 

https://i.imgur.com/xq9vi8S.png

They show that, in both the IID and non-IID settings, they are able to reach their target accuracy, and are able to do so with many fewer rounds of communciation than are required by FedSGD (where an update is sent over the wire, and a model sent back, for each round of calculation done on the device.) The authors argue that this shows the practical usefulness of a Federated Learning approach that does more computation on individual devices before updating, even in the face of theoretical pathological cases.

This paper tackles a challenging task of hand shape and continuous Sign Language Recognition (SLR) directly from images obtained from a common RGB camera (rather than utilizing motion sensors like Kinect). The basic idea is to create a network that is end-to-end trainable with input (i.e. images) and output (i.e. hand shape labels, word labels) sequences. The network is composed of three parts:
 - CNN as a feature extractor
 - Bidirectional LSTMs for temporal modeling
 - Connectionist Temporal Classification as a loss layer 
![Network structure](https://ai2-s2-public.s3.amazonaws.com/figures/2017-08-08/3269d3541f0eec006aee6ce086db2665b7ded92d/1-Figure1-1.png)

Results:
 - Observed state-of-art results (at the time of publishing) on "One-Million Hands" and "RWTH-PHOENIX-Weather-2014" datasets.
 - Utilizing full images rather than hand patches provides better performance for continuous SLR. 
 - A network that recognizes hand shape and a network that recognizes word sequence can be combined and trained together to recognize word sequences. Finetuning combined system from for all layers works better than fixing "feature extraction" layers.
 - Combination of two networks where each network trained on separate task performs slightly better than training each network on word sequences.
 - Marginal difference in performance observed for different decoding and post-processing techniques during sequence-to-sequence predictions.

This paper presents an approach to initialize a neural network from the parameters of a smaller and previously trained neural network. This is effectively done by increasing the size (in width and/or depth) of the previously trained neural network, in such of a way that the function represented by the network doesn't change (i.e. the output of the larger neural network is still the same). The motivation here is that initializing larger neural networks in this way allows to accelerate their training, since at initialization the neural network will already be quite good.

In a nutshell, neural networks are made wider by adding several copies (selected randomly) of the same hidden units to the hidden layer, for each hidden layer. To ensure that the neural network output remains the same, each incoming connection weight must also be divided by the number of replicas that unit is connected to in the previous layer. If not training using dropout, it is also recommended to add some noise to this initialization, in order to break its initial symmetry (though this will actually break the property that the network's output is the same). As for making a deeper network, layers are added by initializing them to be the identity function. For ReLU units, this is achieved using an identity matrix as the connection weight matrix. For units based on sigmoid or tanh activations, unfortunately it isn't possible to add such identity layers.

In their experiments on ImageNet, the authors show that this initialization allows them to train larger networks faster than if trained from random initialization. More importantly, they were able to outperform their previous validation set ImageNet accuracy by initializing a very large network from their best Inception network.